Timo Waldvogel

Manage SOX 404 Compliance for Region Americas

Finance wide Risk and Control Self-Assessment / CFO wide Senior Management Standard Supervisory Controls / Manage Legal Entity Controller policy and governance

Overall approach development and communication / Guidance review and update / 3rd level training - support of regional KAMs / Financial Statement and Notes scoping (quantitative - qualitative) / Manage global Sign-Off Approach / Audit Committee and CEO - CFO reporting

SOX KAM IB region EMEA: Regional approach development / Regional scoping - mapping / Financial Statement Risk Assessments / Front-to-Back reviews / External Auditor SOX Contact / Quality Assurance Reviews (QAR) / Manage and support Issue management / Sign-Off management EMEA / 2nd level training

SOX KAM PB region Switzerland: Regional approach development and communication / Regional scoping - mapping / Identify SOX processes and key controls (COSO framework) / Manage and support design and operating effectiveness testing / Manage deployment to Pune

Assistant to the Business Project Leader responsible to develop the Bank wide SOX tool and reporting Tool development: 2nd level tool training and support / Reporting development / Ad-Hoc reporting / Other IT related projects (SimpleTracker, Intranet)

Junior Controller in several divisons within Credit Suisse, such as E-Business, Retail Banking, Private Banking

Controlling Internship

Economics and Politics